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Todd Steiman
31 Years of Experience
Greensboro, NC
1 DisclosureBroker
Todd Steiman is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Greensboro, NC, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
108 State St, Suite 200, Greensboro, NC, 27408
Get directionsHistory
Regulatory History (1)
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Financial
July 2018Final
Other Business Activities
Todd is a passive investor in Mutual Capital Partners, a venture capital fund located in Ohio, since 2018. This activity is not investment-related.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
May 2018 - Present · 8 yrs
Raymond James Financial Services, INC.Broker
May 2018 - Present · 8 yrs
Previous Registrations
Morgan Stanley
January 2011 - May 2018 · 7 yrs 4 mos
Morgan StanleyBroker
January 2011 - May 2018 · 7 yrs 4 mos
Raymond James & Associates, INC.
November 2000 - January 2011 · 10 yrs 2 mos
Raymond James & Associates, INC.Broker
November 2000 - January 2011 · 10 yrs 2 mos
Josephthal & CO., INC.Broker
August 1999 - December 2000 · 1 yr 4 mos
Gkn Securities CORP.Broker
September 1995 - August 1999 · 3 yrs 11 mos
Biltmore Securities, INCBroker
February 1994 - June 1995 · 1 yr 4 mos
State Registrations12 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.