Michael Wilcox
Michael Wilcox is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Gaylord, MI, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
213 East Main St., Gaylord, MI, 49735
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2000Employment Separation After Allegations
September 2000Other Business ActivitiesSells Insurance
Michael operates Maier & Associates Financial Group, Inc. as a DBA for his LPL business, dedicating about a quarter of his time to it. He also owns MASA Properties LLC and sells non-variable insurance, spending minimal time on the latter.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Securities America, INC.Broker
Securities America Advisors, INC.
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Securities America, INC.Broker
Multi-Financial Securities CorporationBroker
Ameritas Investment CORP.Broker
Multi-Financial Securities CorporationBroker
Vestax Securities CorporationBroker
Sii Investments, INC.Broker
Fortis Investors, INC.Broker
Aul Equity Sales CORP.Broker
American United Life Insurance CompanyBroker
John Hancock Mutual Life Insurance CompanyBroker
John Hancock Distributors, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.