TrueAdvisor
TrueAdvisor
MW
CFP · ChFC
MW
CFP · ChFC

Michael Wilcox

LPL Financial LLC
32 Years of Experience
Bay City, MI
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Michael Wilcox is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Bay City, MI, with 32 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5982 Westside Saginaw Rd, Bay City, MI, 48706

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2000
Settled
Employment Separation After Allegations
September 2000
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Michael operates Maier & Associates Financial Group, Inc. as a DBA for his LPL business, dedicating about a quarter of his time to it. He also owns MASA Properties LLC and sells non-variable insurance, spending minimal time on the latter.

Employment History
Current Registrations
LPL Financial LLCBroker
January 2024 - Present · 2 yrs 9 mos
LPL Financial LLC
January 2024 - Present · 2 yrs 9 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
November 2018 - January 2024 · 5 yrs 2 mos
Raymond James Financial Services, INC.Broker
November 2018 - January 2024 · 5 yrs 2 mos
Securities America Advisors, INC.
September 2013 - November 2018 · 5 yrs 2 mos
Securities America, INC.Broker
September 2013 - November 2018 · 5 yrs 2 mos
National Planning Corporation ("npc of America" in Fl & Ny)
January 2008 - October 2013 · 5 yrs 9 mos
National Planning CorporationBroker
August 2007 - October 2013 · 6 yrs 2 mos
Securities America, INC.Broker
April 2002 - August 2007 · 5 yrs 4 mos
Multi-Financial Securities CorporationBroker
September 2000 - April 2002 · 1 yr 7 mos
Ameritas Investment CORP.Broker
April 2000 - September 2000 · 5 mos
Multi-Financial Securities CorporationBroker
May 1999 - April 2000 · 11 mos
Vestax Securities CorporationBroker
November 1998 - December 1998 · 1 mo
Sii Investments, INC.Broker
September 1996 - May 1999 · 2 yrs 8 mos
Fortis Investors, INC.Broker
March 1995 - September 1996 · 1 yr 6 mos
Aul Equity Sales CORP.Broker
April 1994 - March 1995 · 11 mos
American United Life Insurance CompanyBroker
April 1994 - March 1995 · 11 mos
John Hancock Mutual Life Insurance CompanyBroker
February 1994 - April 1994 · 2 mos
John Hancock Distributors, INC.Broker
February 1994 - April 1994 · 2 mos
State Registrations16 states
AZCAFLINKYMINCNMNVNYOHOKTNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Bay City, MI →All financial advisors in Michigan →