Mark Gorge is a registered investment advisor at LPL Financial LLC, based in Eureka, CA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2650 Harrison Avenue, Eureka, CA, 95501-3259
Get directionsHistory
Regulatory History (6)
Customer Dispute
July 2021Judgment / Lien
May 2021Judgment / Lien
August 2015Judgment / Lien
March 2015Judgment / Lien
February 2014Customer Dispute
December 2002Other Business Activities
Mark operates Coast Central Financial & Retirement Planning as a DBA for his LPL business. He also owns Gorge & Daughters, a non-investment related home-based business, dedicating a few hours per week to it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors Financial Network, LLC
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Morgan Stanley Dw INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.