Garrick Gowing is a registered investment advisor, based in Seattle, WA, with 32 years of industry experience.
Location
Seattle, WA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Garrick works as a Senior Account Executive and Agent at B. Riley Wealth Insurance, selling variable and term life insurance since November 2023. This activity takes a few hours per week, and occurs during securities trading hours.
Employment History
Current Registrations
B. Riley Wealth Management
July 2022 - Present · 3 yrs 10 mos
B. Riley Wealth ManagementBroker
July 2022 - Present · 3 yrs 10 mos
B. Riley Wealth Advisors, INC.
April 2005 - Present · 21 yrs 1 mo
Previous Registrations
National Securities CorporationBroker
August 1995 - July 2022 · 26 yrs 11 mos
Everen Securities, INC.Broker
May 1994 - August 1995 · 1 yr 3 mos
Montano Securities CorporationBroker
February 1994 - May 1994 · 3 mos
State Registrations10 states
AZCAFLIDINMANVNYTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.