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Sean Agahi

Independent Financial Group, LLC
32 Years of Experience
Van Alstyne, TX
6 DisclosuresBroker
View SEC Summary
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Sean Agahi is a registered investment advisor at Independent Financial Group, LLC, based in Van Alstyne, TX, with 32 years of industry experience. Sean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 26,635 clients with $13B in assets under management.

Independent Financial Group, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
541 advisors
Number of Clients
26,635 clients
Average Client Portfolio
$485K average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5M+2.00%

Maximum advisor fee is shown; program fees (0.04% to 0.16%) and transaction charges may apply depending on the selected program. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Van Alstyne, TX

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2012
Settled
Customer Dispute
December 2007
Settled
Customer Dispute
July 2007
Denied
Customer Dispute
June 2007
Denied
Employment Separation After Allegations
June 2007
Customer Dispute
March 1998
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Sean is the 100% owner of Horizon Wealth Group, LLC, a DBA used for marketing purposes. This activity takes about half of his time.

Employment History
Current Registrations
Independent Financial Group, LLC
August 2015 - Present · 11 yrs 2 mos
Independent Financial Group, LLCBroker
August 2015 - Present · 11 yrs 2 mos
Previous Registrations
Horizon Wealth Group, LLC.
January 2014 - July 2015 · 1 yr 6 mos
First Allied Advisory Services, INC.
July 2012 - August 2015 · 3 yrs 1 mo
Horizon Wealth Group, LLC.
January 2008 - December 2013 · 5 yrs 11 mos
Horizon Wealth Group, LLC.
October 2007 - December 2007 · 2 mos
First Allied Securities, INC.
July 2007 - July 2012 · 5 yrs
First Allied Securities, INC.Broker
June 2007 - August 2015 · 8 yrs 2 mos
Valentine Capital Asset Management, INC.
August 2006 - June 2007 · 10 mos
Geneos Wealth Management, INC.Broker
May 2005 - July 2007 · 2 yrs 2 mos
Valentine Capital Asset Management
May 1998 - August 2006 · 8 yrs 3 mos
Securities America, INC.Broker
August 1997 - May 2005 · 7 yrs 9 mos
Oak Brook Securities CORP.Broker
February 1994 - October 1997 · 3 yrs 8 mos
State Registrations11 states
AZCACOFLGANVORTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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