RB
RB

Robert Burriciello

31 Years of Experience
Coram, NY
1 DisclosureBroker

Robert Burriciello is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Coram, NY, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2003
Denied
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2011 - Present · 14 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2011 - Present · 14 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2011 - Present · 14 yrs 11 mos
Previous Registrations
LPL Financial LLCBroker
May 2008 - June 2011 · 3 yrs 1 mo
LPL Financial LLC
May 2008 - June 2011 · 3 yrs 1 mo
Ifmg Securities, INC.
October 2007 - May 2008 · 7 mos
Ifmg Securities, INC.Broker
September 2007 - May 2008 · 8 mos
Banc of America Investment Services, INC.
October 2004 - August 2007 · 2 yrs 10 mos
Banc of America Investment Services, INC.Broker
October 2004 - August 2007 · 2 yrs 10 mos
Quick & Reilly, INC.
December 2003 - October 2004 · 10 mos
Quick & Reilly, INC.Broker
December 2003 - October 2004 · 10 mos
Citicorp Investment ServicesBroker
December 1998 - December 2003 · 5 yrs
Dean Witter Reynolds INC.Broker
April 1997 - December 1998 · 1 yr 8 mos
Sterling Foster & Company, INC.Broker
June 1994 - March 1997 · 2 yrs 9 mos
J. Gregory & Company, INC.Broker
March 1994 - July 1994 · 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robert Burriciello - Financial Advisor | TrueAdvisor