Mindy Spencer
Mindy Spencer is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in St. Louis, MO, with 21 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
One North Jefferson Avenue, H0004-05C, St. Louis, MO, 63103
Get directionsHistory
Regulatory History (3)
Financial
July 2021Financial
June 2021Financial
April 2019Other Business Activities
Mindy owns Thistle & Butterfly, a business that designs, manufactures, and sells greeting cards, fine art, and gifts. She dedicates about 10-20% of her time to this non-investment related activity.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Ba Investment Services, INC.Broker
Seafirst Investment Services, INC.Broker
State Registrations1 state
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