Kevin Farrell
Kevin Farrell is a CFP-designated registered investment advisor at Farrell Financial INC, based in Thousand Oaks, CA, with 32 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 118 clients with $54M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.25% |
| $100K - $500K | 1.00% |
| $500K - $1000K | 0.80% |
| $1M+ | 0.60% |
Fees are for advisory services only and do not include custodial fees.
Fee Estimator
Location
100 East Thousand Oaks Blvd. Suite 188, Thousand Oaks, CA, 91360
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kevin owns 100% of Farrell Financial Inc., a registered investment advisor providing comprehensive financial planning, dedicating about half of his time. He also holds an individual insurance license and spends about a quarter of his time on insurance business, including life, disability, variable annuity, and long-term care (LTC) products.
Employment History
Current Registrations
Farrell Financial INC
Previous Registrations
Npb Financial Group, LLC
Npb Financial Group, LLCBroker
Associated Securities CORP.Broker
Associated Securities CORP.
MML Investors Services, INC.
MML Investors Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.