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Brian Ford

31 Years of Experience
Richmond, VA
Broker

Brian Ford is a registered investment advisor at RBC Capital Markets, LLC, based in Richmond, VA, with 31 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

919 East Main Street, Suite 2000, Richmond, VA, 23219-4622

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian serves on the board of directors for Mt. Calvary Cemetery Association and the University of Richmond Estate Planning Advisory Co. He is also the President of the Board of Directors for Trinity UMC Foundation and the Parents' Association Treasurer for Foxcroft School, dedicating minimal time to each.

Employment History
Current Registrations
RBC Capital Markets, LLC
May 2002 - Present · 24 yrs
RBC Capital Markets, LLC
March 2002 - Present · 24 yrs 2 mos
RBC Capital Markets, LLCBroker
March 2002 - Present · 24 yrs 2 mos
Previous Registrations
Tucker Anthony IncorporatedBroker
March 2001 - March 2002 · 1 yr
Branch, Cabell & CO., INC.Broker
December 1994 - March 2001 · 6 yrs 3 mos
State Registrations35 states
ALAZCACOCTDCDEFLGAIAILINMAMDMEMIMNMOMTNCNHNJNMNYOHORPASCTNTXVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.