John Cindia
John Cindia is a PFS-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Lancaster, OH, with 31 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
125 West Mulberry Street, Lancaster, OH, 43130
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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John owns a tax and accounting practice, Lifestages Advisory LLC, since 2005. He spends nearly full-time hours on this activity, preparing, reviewing, and consulting with client returns.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
USA Financial Securities LLCBroker
USA Financial Securities Corporation
LPL Financial LLCBroker
LPL Financial LLC
Cambridge Investment Research, INC.Broker
Cb & H Business Services, LLC
Cap Pro Brokerage Services, INC.Broker
Proequities, INC.Broker
Capital Investment Group, INC.Broker
Valmark Advisers, INC.
Valmark Securities, INC.Broker
Jefferson Pilot Securities CorporationBroker
H.D. Vest Investment Securities, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.