HG
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Howard Genden
31 Years of Experience
Rockville Centre, NY
1 DisclosureBrokerSells Insurance
Howard Genden is a registered investment advisor at Cetera Investment Advisers LLC, based in Rockville Centre, NY, with 31 years of industry experience. Howard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Rockville Centre, NY
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Regulatory History (1)
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Customer Dispute
December 2017Settled
Other Business ActivitiesSells Insurance
Howard sells fixed insurance products including life, disability, annuities, and long-term care. He also works as an advisor for North Ridge Wealth Planning LLC, dedicating about 10-20% of his time to financial services.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
February 2019 - Present · 7 yrs 5 mos
Cetera Wealth Services, LLC
February 2019 - Present · 7 yrs 5 mos
Previous Registrations
Cetera Advisor Networks LLC
February 2019 - June 2023 · 4 yrs 4 mos
North Ridge Securities CORP.
June 2018 - February 2019 · 8 mos
North Ridge Securities CORP.Broker
June 2018 - February 2019 · 8 mos
American Portfolios Advisors, INC
August 2007 - June 2018 · 10 yrs 10 mos
American Portfolios Financial Services, INC.Broker
December 2001 - June 2018 · 16 yrs 6 mos
Goldis Financial Group, INC.Broker
July 1998 - December 2001 · 3 yrs 5 mos
Guardian Investor Services CorporationBroker
October 1995 - June 1998 · 2 yrs 8 mos
Metropolitan Life Insurance CompanyBroker
October 1994 - September 1995 · 11 mos
Metlife Securities INC.Broker
October 1994 - September 1995 · 11 mos
State Registrations5 states
FLMDNJNYPA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.