Michael Babcock
Michael Babcock is a registered investment advisor at Turret Investments, LLC, based in Cohasset, MA, with 25 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Turret Investments charges a performance-based fee equal to 50% of net profits from sales of new issues. There are no additional fees based on the value of your portfolio. This fee is negotiable. Net losses are carried forward and must be recouped from future trading profits before a performance fee is paid.
Location
Cohasset, MA
Get directionsHistory
Regulatory History (1)
Regulatory
September 2010Other Business Activities
Michael is involved with Turrets Investment PTY Ltd, an Australian financial services firm, dedicating about half of his time. He also manages personal family investments through Bulldog Capital LC and Stansted Capital Management Ltd, spending about 10-20% of his time on each.
Employment History
Current Registrations
Turret Investments, LLC
Previous Registrations
Tradition Asiel Securities INC.Broker
Standard Credit Securities INC.Broker
Gfi Securities LLCBroker
Tradition (government Securities) INC.Broker
Ing Baring (U.S.) Securities, INC.Broker
Internationale Nederlanden (U.S.) Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.