Tracy Polselli is a registered investment advisor at Morgan Stanley, based in Chicago, IL, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
233 S Wacker Dr., Suite 8600, Chicago, IL, 60606
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
July 2008 - June 2009 · 11 mos
Citigroup Global Markets INC.Broker
July 2008 - June 2009 · 11 mos
Wayne Hummer Investments L.L.C.
March 2007 - July 2008 · 1 yr 4 mos
Wayne Hummer Investments L.L.C.Broker
January 2006 - July 2008 · 2 yrs 6 mos
Stifel, Nicolaus & Company, IncorporatedBroker
October 1998 - December 2005 · 7 yrs 2 mos
Wayne Hummer Investments L.L.C.Broker
March 1998 - October 1998 · 7 mos
Rodman & Renshaw INC.Broker
August 1995 - March 1998 · 2 yrs 7 mos
Principal Financial Securities,inc.Broker
September 1994 - August 1995 · 11 mos
Hamilton Investments, INC.Broker
June 1994 - September 1994 · 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.