Charles Bauder is a registered investment advisor, based in St. Petersburg, FL, with 22 years of industry experience.
Location
880 Carillon Parkway, St. Petersburg, FL, 33716
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Charles is a managing member of LifeWC Investments LLC, a personal investment vehicle, since 2015. He dedicates minimal time to this passive, minority co-investment in a World Of Beer franchise.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
March 2019 - Present · 7 yrs 2 mos
Raymond James & Associates, INC.
June 2015 - Present · 10 yrs 11 mos
Raymond James & Associates, INC.Broker
March 2015 - Present · 11 yrs 2 mos
Previous Registrations
Raymond James & Associates, INC.
October 1999 - May 2011 · 11 yrs 7 mos
Raymond James & Associates, INC.Broker
September 1999 - May 2011 · 11 yrs 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.