David Bastoni is a registered investment advisor, based in Folsom, CA, with 31 years of industry experience.
Location
340 Palladio Pkwy., Suite 501, Folsom, CA, 95630
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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David volunteers for the Ducks Unlimited Folsom banquet and owns rental property. He dedicates minimal time to each of these activities.
Employment History
Current Registrations
Allworth Financial, L.P.
December 2020 - Present · 5 yrs 5 mos
Aw SecuritiesBroker
December 2020 - Present · 5 yrs 5 mos
Previous Registrations
Securities America Advisors, INC.
March 2000 - December 2020 · 20 yrs 9 mos
Securities America, INC.Broker
September 1997 - December 2020 · 23 yrs 3 mos
Lincoln Financial Advisors CorporationBroker
August 1994 - September 1997 · 3 yrs 1 mo
The Lincoln National Life Insurance CompanyBroker
August 1994 - September 1997 · 3 yrs 1 mo
State Registrations35 states
AKALAZCACOCTFLGAHIIAIDILINKYLAMAMDMOMTNCNJNMNVNYOHOKORSCSDTNTXUTVAWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.