Shannon Klug
Shannon Klug is a ChFC-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Auburn Hills, MI, with 31 years of industry experience. Shannon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
2601 Cambridge Ct Ste 120, Auburn Hills, MI, 48326-2577
Get directionsHistory
Regulatory History (3)
Customer Dispute
October 2015Customer Dispute
March 2012Civil
June 2011Other Business ActivitiesSells Insurance
Shannon is an independent insurance broker with Guardian Insurance, focusing on disability income. She also engages in tax preparation and outside employment with BFA, dedicating about a quarter of her time to each.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Multi-Financial Securities CorporationBroker
Multi-Financial Securities Corporation
Hantz Financial Services, INC.
Hantz Financial Services, INC.Broker
Vestax Securities CorporationBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
Vestax Securities CorporationBroker
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
State Registrations48 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.