Carey Moy is a registered investment advisor at LPL Financial LLC, based in San Antonio, TX, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4630 N Loop 1604 W #215, San Antonio, TX, 78249-1373
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Carey is involved in several business activities, including holding a patent and being a silent partner in Klypso, and serving as secretary and treasurer for a family limited partnership. Carey also co-owns real estate rental property and operates nePara Wealth Management as a DBA for his LPL business, dedicating about a quarter of his time to the latter.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
MML Investors Services, INC.
MML Investors Services, INC.Broker
CUNA Brokerage Services, INC.Broker
Investment Professionals, INC.Broker
USAA Investment Management CompanyBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.