Emmett Christie is a registered investment advisor at LPL Financial LLC, based in Melville, NY, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2 Greenway Plaza, 145 Pinelawn Rd, St 340 South, Melville, NY, 11747
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Emmett is a VP and board member for Challenger Athletics, a non-profit, dedicating minimal time. He also operates his LPL business through William J. Christie Associates, Inc., spending more than full-time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ic Advisory Services, INC.
The Investment Center, INC.Broker
Fsc Securities CorporationBroker
Advantage Capital CorporationBroker
W. S. Griffith & CO., INC.Broker
State Registrations14 states
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