LG
LG
Lauren Gotay
28 Years of Experience
Manchester, CT
Broker
Lauren Gotay is a registered investment advisor at Raymond James & Associates, INC., based in Manchester, CT, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
Manchester, CT
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James & Associates, INC.
February 2018 - Present · 8 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2018 - Present · 8 yrs 3 mos
Raymond James & Associates, INC.
February 2018 - Present · 8 yrs 3 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - February 2018 · 8 yrs 8 mos
Morgan Stanley
June 2009 - February 2018 · 8 yrs 8 mos
Morgan Stanley & CO. Incorporated
February 2008 - June 2009 · 1 yr 4 mos
Morgan Stanley & CO. IncorporatedBroker
February 2008 - June 2009 · 1 yr 4 mos
Citigroup Global Markets INC.
May 2007 - March 2008 · 10 mos
Citigroup Global Markets INC.Broker
April 1997 - March 2008 · 10 yrs 11 mos
State Registrations22 states
ARAZCACOCTFLILINMAMDMEMIMSNCNJNMNYPARITXVAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.