John Guilds
John Guilds is a registered investment advisor at Colorado Financial Service Corporation, based in Park City, UT, with 17 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 188 clients with $84M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.75% |
| $1.0M - $2.5M | 1.50% |
| $2.5M+ | 1.50% |
Fees are negotiable. Amounts over $2,500,000 are negotiable.
Fee Estimator
Location
Park City, UT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
John works as a real estate agent with Guilds Group Real Estate, dedicating about a quarter of his time. He also runs a law firm, Law Office of J. Caldwell Guilds, III PLLC, focusing on real estate business and estate planning, which also takes about a quarter of his time.
Employment History
Current Registrations
Colorado Financial Service Corporation
Colorado Financial Service Corporation
Colorado Financial Service CorporationBroker
Previous Registrations
Emerson Equity LLC
Emerson Equity LLCBroker
Gries Financial LLC
Finalis Securities LLCBroker
Mufg Securities Americas INC.Broker
Btmu Securities, INC.Broker
MufgBroker
Banc of America Securities LLCBroker
Bancamerica Securities, INC.Broker
Vectormex IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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