MB
MB

Maureen Butler

16 Years of Experience
Shrewsbury, NJ
Broker

Maureen Butler is a registered investment advisor at Morgan Stanley, based in Shrewsbury, NJ, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1030 Broad Street 3rd Floor, Shrewsbury, NJ, 07702

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Morgan Stanley
January 2022 - Present · 4 yrs 4 mos
Morgan StanleyBroker
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
LPL Financial LLCBroker
June 2019 - September 2021 · 2 yrs 3 mos
R.M. Stark & CO., INC.Broker
July 2014 - December 2017 · 3 yrs 5 mos
Barclays Capital INC.Broker
September 2001 - August 2002 · 11 mos
Barclays Capital INC.Broker
September 1994 - May 2000 · 5 yrs 8 mos
State Registrations31 states
ALAZCACOCTDEFLGAHIILMAMDMEMIMSNCNENHNJNMNVNYOHPASCSDTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Maureen Butler - Financial Advisor | TrueAdvisor