Gerald Glick
Gerald Glick is a CFP-designated registered investment advisor at Calton & Associates, INC., based in Tampa, FL, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Calton charges a percentage of your portfolio for investment management, up to 2.60% annually. This fee may be negotiable. The exact fee depends on the representative managing your account and the program you select. You may also incur additional fees from third-party money managers. Calton bills quarterly, either in advance or arrears. You can terminate the agreement with 30 days' notice, and any unearned fees will be refunded. Some clients may be charged performance-based fees.
Location
2701 N Rocky Point Drive, Suite 1000, Tampa, FL, 33607
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gerald is the owner of Advanced Retirement Planning, Inc., a DBA for fixed and traditional insurance sales. He dedicates about 10-20% of his time overall, and about a quarter of his time during securities trading hours, to selling fixed insurance annuities, long-term care (LTC) insurance, and life insurance.
Employment History
Current Registrations
Calton & Associates, INC.Broker
Calton & Associates, INC.
Previous Registrations
Intersecurities, INC.
Boyd Senior Planning, LTD.
Intersecurities, INC.Broker
Jefferson Pilot Securities CorporationBroker
Princor Financial Services CorporationBroker
Underwriters Equity CorporationBroker
Mutual of Omaha Investor Services, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.