Norman Coates
Norman Coates is a registered investment advisor at Osaic Wealth, INC., based in Tyler, TX, with 31 years of industry experience. Norman operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
2096 Three Lakes Pkwy, Tyler, TX, 75703
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Regulatory History (1)
Customer Dispute
November 2023Other Business ActivitiesSells Insurance
Norman works as an Investment Advisor and provides insurance sales to clients through Securities of America. Providing advisory services takes about a quarter of Norman's time, while insurance sales require minimal time.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
LPL Financial LLC
LPL Financial LLCBroker
Investment Centers of America, INC.
Investment Centers of America, INC.Broker
Capital One Financial Advisors LLC
Capital One Investment Services LLCBroker
Capital One Investments, LLC
Capital One Investments, LLCBroker
Morgan Stanley Dw INC.Broker
Legg Mason Wood Walker, IncorporatedBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.