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Marc Tomberg
31 Years of Experience
Vero Beach, FL
1 DisclosureBroker
Marc Tomberg is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Vero Beach, FL, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
2756 20th Street, Vero Beach, FL, 32960
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2002Denied
Other Business Activities
Marc is the President of Indian River Investment Center Inc., a support company. He dedicates minimal time to this role.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
August 2009 - Present · 16 yrs 9 mos
Raymond James Financial Services, INC.Broker
September 2003 - Present · 22 yrs 8 mos
Previous Registrations
Raymond James Financial Services
October 2004 - October 2009 · 5 yrs
Edward JonesBroker
May 1994 - September 2003 · 9 yrs 4 mos
State Registrations36 states
ALAZCACOCTFLGAHIIDILINKYLAMAMDMEMIMNMOMSNCNHNJNMNVNYOHOKORPASCTNTXVAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.