Mark Tate
Mark Tate is a registered investment advisor at M Holdings Securities, INC., based in Uniondale, NY, with 31 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 3,621 clients with $4.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
M Holdings Securities offers various investment management programs with different fee structures. Some programs have wrap fees that cover advisory, brokerage, and custodial services in one fee. Other programs charge advisory fees separately from brokerage and other costs. Fees are negotiable with your financial professional and vary depending on the program chosen and the amount of assets managed. The maximum fee for WealthPursuit Wrap Fee Programs is limited to 3%. MPP Wrap Program fees will not exceed 1.36% for accounts with at least $150,000 in assets. WealthPursuit Prime fees are limited to a maximum rate of 3%.
Location
725 Rxr Plaza - East Tower, Uniondale, NY, 11556
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark works as an insurance consultant at Chernoff Diamond/USI, dedicating full-time hours to insurance planning, sales, and service. He also serves as a board member for CHILIMANIA, a fundraising organization, and as president of Youth Life Builders of Southern Wisconsin, spending minimal time on each.
Employment History
Current Registrations
M Holdings Securities, INC.
M Holdings Securities, INC.Broker
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Associated Investment Services, INC.Broker
Associated Investment Services, INC.
LPL Financial LLCBroker
P.J. Robb Variable CorporationBroker
Underwriters Equity CorporationBroker
Pruco Securities CorporationBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.