VR
VR

Victor Raigoza

31 Years of Experience
Albuquerque, NM
2 DisclosuresBrokerSells Insurance

Victor Raigoza is a registered investment advisor at LPL Financial LLC, based in Albuquerque, NM, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

2701 San Pedro NE Ste 4, Albuquerque, NM, 87110

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2024
Settled
Customer Dispute
January 2004
Denied
Other Business ActivitiesSells Insurance

Victor owns rental real estate and is involved with Raigoza Wealth Management, including non-variable insurance. He also works as a driver for Uber Eats and Lyft, and serves as a board member for the National Hispanic Cultural Center.

Employment History
Current Registrations
LPL Financial LLC
November 2016 - Present · 9 yrs 6 mos
LPL Financial LLCBroker
November 2016 - Present · 9 yrs 6 mos
Previous Registrations
Edward Jones
January 2008 - November 2016 · 8 yrs 10 mos
Edward JonesBroker
March 1994 - November 2016 · 22 yrs 8 mos
State Registrations19 states
AZCACOCTFLKSKYLAMAMDMNMONMNVNYORTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Victor Raigoza - Financial Advisor | TrueAdvisor