Connie Gambatese
Connie Gambatese is a registered investment advisor at Wells Fargo Advisors, based in Kingwood, TX, with 32 years of industry experience. Connie is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Kingwood, TX
Get directionsHistory
Regulatory History (4)
Customer Dispute
December 2025Customer Dispute
February 2010Customer Dispute
April 2007Customer Dispute
May 2002Other Business Activities
Connie owns rental property in Kingwood, TX since April 2025. She spends minimal time on this activity.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Wells Fargo Securities INC.Broker
Wells Fargo Brokerage Services, L.L.C.Broker
Banc One Securities CorporationBroker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Santiago Carranza, ChFCEdward Jones
- Lynn Fletcher, CFP
- Terrance Elder, CFPOptivise Advisory Services LLC
- Charles Debenon, PFSLifeplan Financial Services, LP
- Felicia Cumby, CFPEdward Jones
- Robert Mitchell, CFPFarmers Asset Management, LLC