Richard Barker is a registered investment advisor, based in San Angelo, TX, with 32 years of industry experience.
Location
3471 Knickerbocker Road, San Angelo, TX, 76904
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Richard works as an associate/employee at First Financial Bank and First Financial Investment Advisors, dedicating about half his time to each. His duties include investment advisory and working as an investment executive.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Cetera Investment Services LLC
Wells Fargo Brokerage Services, L.L.C.Broker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Wells Fargo Brokerage Services, L.L.C.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.