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Todd Brady

Oppenheimer & CO. INC.
32 Years of Experience
Chicago, IL
1 DisclosureBroker
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Todd Brady is a registered investment advisor at Oppenheimer & CO. INC., based in Chicago, IL, with 32 years of industry experience. Todd is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1159 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

500 West Madison, Suite 3800, Chicago, IL, 60661

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2008
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Todd is a partner in real estate income investment properties in Northwest Arkansas. This activity is investment-related.

Employment History
Current Registrations
Oppenheimer & CO. INC.
January 2010 - Present · 16 yrs 9 mos
Oppenheimer & CO. INC.Broker
January 2010 - Present · 16 yrs 9 mos
Oppenheimer & CO. INC.
January 2010 - Present · 16 yrs 9 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
January 2008 - February 2010 · 2 yrs 1 mo
Wells Fargo Advisors, LLC
January 2008 - February 2010 · 2 yrs 1 mo
A. G. Edwards & Sons, INC.
July 2007 - January 2008 · 6 mos
A. G. Edwards & Sons, INC.Broker
November 2000 - January 2008 · 7 yrs 2 mos
Gruntal & CO., L.L.C.Broker
June 1994 - November 2000 · 6 yrs 5 mos
State Registrations25 states
ALARAZCACOFLGAIAILKSKYMIMOMTNENHNVNYORPASCTXVAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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