SL
CFP
SL
CFP
Stephen Ledyard
31 Years of Experience
Scottsdale, AZ
1 DisclosureBroker
Stephen Ledyard is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Scottsdale, AZ, with 31 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
6991 E Camelback Rd, Ste D200, Scottsdale, AZ, 85251
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2011Award / Judgment
Other Business Activities
Stephen has 100% ownership of Balata, LLC since April 2023, which is investment-related. He spends minimal time on this activity.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
April 2023 - Present · 3 yrs 5 mos
Wells Fargo Advisors
April 2023 - Present · 3 yrs 5 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
May 2013 - April 2023 · 9 yrs 11 mos
Wells Fargo Clearing Services, LLC
May 2013 - April 2023 · 9 yrs 11 mos
Morgan StanleyBroker
June 2009 - June 2013 · 4 yrs
Morgan Stanley
June 2009 - June 2013 · 4 yrs
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
September 2006 - April 2007 · 7 mos
Morgan Stanley Dw INC.Broker
December 1997 - April 2007 · 9 yrs 4 mos
Olde Discount CorporationBroker
March 1994 - November 1997 · 3 yrs 8 mos
State Registrations15 states
AZCACOFLIDMOMTNJNMNYOKTXUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.