RB
CFP · ChFC
RB
CFP · ChFC
Robert Brown is a CFP, ChFC-designated registered investment advisor, based in Eagle Point, OR, with 23 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Eagle Point, OR
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2014Denied
Customer Dispute
November 2012Denied
Customer Dispute
March 2009Settled
Other Business Activities
Robert is involved with Standing Stone Ministry as a voluntary shepherd/mentor since 2019, dedicating minimal time to it. He is also a financial advisor/branch manager for WillowTree Financial Solutions, but spends no time on it.
Employment History
Current Registrations
Raymond James Financial Services, INC.
April 2023 - Present · 3 yrs 6 mos
Raymond James Financial Services Advisors, INC
April 2023 - Present · 3 yrs 6 mos
Raymond James Financial Services, INC.Broker
April 2023 - Present · 3 yrs 6 mos
Previous Registrations
Edward Jones
July 2019 - May 2023 · 3 yrs 10 mos
Edward JonesBroker
April 2005 - May 2023 · 18 yrs 1 mo
Fortis Investors, INC.Broker
July 1994 - December 1995 · 1 yr 5 mos
Wma Securities, INC.Broker
June 1994 - June 1994 · 0 mos
Intersecurities, INC.Broker
February 1994 - June 1994 · 4 mos
State Registrations27 states
ALARAZCACODEFLIAIDILINMTNCNDNENMNVNYOKORPATXUTVAWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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