Jason Roen is a registered investment advisor at LPL Financial LLC, based in Port Orange, FL, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Port Orange, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Jason operates under the DBA Novy Financial since 2010 and owns multiple real estate rental properties, including single-family residences and vacation rentals. He also owns 53RVS, an RV dealership, spending about 10-20% of his time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Waterstone Financial Group, INC.
Waterstone Financial Group, INC.Broker
Liberty Life Securities LLCBroker
Walnut Street Securities, INC.Broker
Nationwide Investment Services CorporationBroker
Nationwide Advisory Services, INC.Broker
State Registrations13 states
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