Scott Winter is a registered investment advisor at LPL Financial LLC, based in Newberg, OR, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
215 E. First Street, Ste B, Newberg, OR, 97132-2752
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Scott operates Winter Wealth Management as a DBA for his LPL business. He also owns rental real estate and works as a wine tour driver, dedicating minimal time and about 10-20% of his time respectively.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.