Arden Baptiste is a registered investment advisor at LPL Financial LLC, based in W. Haverstraw, NY, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
26 South Route 9W, W. Haverstraw, NY, 10993
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Arden works as a financial advisor for Wilmington Advisors at M&T, taking nearly a full-time commitment. Arden also owns rental real estate and is an adjunct professor at Rockland Community College, dedicating minimal time and about 10-20% of their time, respectively.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
People's United Advisors, INC.
People's Securities, INC.
People's Securities, INC.Broker
Cco Investment Services CORP.Broker
Capital One Investment Services LLCBroker
Hsbc Securities (USA) INC.Broker
Hsbc Brokerage (USA) INC.Broker
Republic Financial Services CorporationBroker
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
C. J. M. Planning CORP.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.