Brett Bartkiewicz is a registered investment advisor, based in Avon, CT, with 30 years of industry experience.
Location
30 Tower Lane, Avon, CT, 06001
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Brett is a partner at B & D Wealth Management, handling business expenses such as rent, internet, supplies, and client entertainment. This takes about half of his time, including during trading hours.
Employment History
Current Registrations
Raymond James Financial Services, INC.
April 2024 - Present · 2 yrs 1 mo
Raymond James Financial Services Advisors, INC
April 2024 - Present · 2 yrs 1 mo
Raymond James Financial Services, INC.Broker
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
TD Private Client Wealth LLCBroker
May 2016 - May 2024 · 8 yrs
TD Private Client Wealth LLC
April 2016 - May 2024 · 8 yrs 1 mo
Mercer Global Advisors INC.
September 2015 - March 2016 · 6 mos
Wellesley Investment Advisors, INC.
August 2011 - September 2015 · 4 yrs 1 mo
Reby Advisors, LLC
March 2010 - September 2011 · 1 yr 6 mos
Fisher Investments
March 2006 - November 2008 · 2 yrs 8 mos
Wachovia Securities, LLC
November 2003 - March 2006 · 2 yrs 4 mos
Wachovia Securities, LLCBroker
April 2001 - March 2006 · 4 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1997 - April 2001 · 4 yrs
Smith Barney INC.Broker
December 1994 - May 1997 · 2 yrs 5 mos
Continental Broker-Dealer CORP.Broker
September 1994 - November 1994 · 2 mos
State Registrations6 states
CTFLMANYRISC
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.