Brenda Rocchio
Brenda Rocchio is a registered investment advisor at LPL Financial LLC, based in San Antonio, TX, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
17806 I-10 W Promenade 1, Ste 120, San Antonio, TX, 78257
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2003Other Business Activities
Brenda is the treasurer for the Kendall County A&M Mothers' Club, an organization supporting Texas A&M students, dedicating minimal time. She also works full-time as a Bank Associate and Financial Advisor for Security Service Federal Credit Union and Security Service Investment Group, respectively.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Allstate Financial Advisors, LLC
Allstate Financial Services, LLCBroker
Private Client Services, LLCBroker
Prime Capital Investment Advisors, LLC
Lawing Financial INC
Cambridge Investment Research, INC.Broker
Investment Professionals, INC.
Investment Professionals, INC.Broker
Nylife Securities LLCBroker
State Farm Vp Management CORP.Broker
Financial Network Investment CorporationBroker
Financial Network Investment CorporationBroker
Compass Brokerage, INC.Broker
Financial Network Investment CorporationBroker
Edward D. Jones & CO., L.P.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.