JG
JG

Janet Ganong

31 Years of Experience
Cudahy, WI
Broker

Janet Ganong is a registered investment advisor at LPL Financial LLC, based in Cudahy, WI, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Cudahy, WI

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Janet volunteers on the legislative committee for ASPPA, dedicating minimal time. She also operates under the DBA "The Kieckhefer Group".

Employment History
Current Registrations
LPL Financial LLC
December 2011 - Present · 14 yrs 5 mos
LPL Financial LLCBroker
December 2011 - Present · 14 yrs 5 mos
Previous Registrations
RBC Capital Markets, LLC
April 2004 - December 2011 · 7 yrs 8 mos
RBC Capital Markets, LLCBroker
April 2004 - December 2011 · 7 yrs 8 mos
Strong Investments, INC.Broker
May 2002 - April 2004 · 1 yr 11 mos
Fidelity Investments Institutional Services Company, INC.Broker
July 1994 - April 2002 · 7 yrs 9 mos
Fidelity Brokerage Services, INC.Broker
April 1994 - July 1994 · 3 mos
State Registrations7 states
CADEFLILMIOHWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.