Brian Grimes is a CFP-designated registered investment advisor, based in Rockville, MD, with 29 years of industry experience.
Location
104 S Washington St, Rockville, MD, 20850
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian is an independent insurance agent for various companies since 2017, and an advisory representative of a RIA. He also works as an IAR under a DBA name, dedicating nearly full-time hours to this role.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Cambridge Investment Research, INC.
Previous Registrations
Lincoln InvestmentBroker
Lincoln Investment Planning, LLC
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Uvest Financial Services And/or Compass Capital
Uvest Investment ServicesBroker
Citicorp Investment ServicesBroker
First Maryland Brokerage CorporationBroker
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.