DW
CFP
DW
CFP
Deborah Williams
29 Years of Experience
Upperco, MD
1 DisclosureBroker
Deborah Williams is a CFP-designated registered investment advisor at LPL Financial LLC, based in Upperco, MD, with 29 years of industry experience. Deborah is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Upperco, MD
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2008Settled
Employment History
Current Registrations
LPL Financial LLCBroker
December 2012 - Present · 13 yrs 10 mos
LPL Financial LLC
December 2012 - Present · 13 yrs 10 mos
Previous Registrations
Chapin, DavisBroker
April 2009 - December 2012 · 3 yrs 8 mos
Chapin Davis Asset Management
April 2009 - December 2012 · 3 yrs 8 mos
Citigroup Global Markets INC.Broker
February 2006 - April 2009 · 3 yrs 2 mos
Citigroup Global Markets INC.
February 2006 - April 2009 · 3 yrs 2 mos
Legg Mason Wood Walker INC
March 2003 - February 2006 · 2 yrs 11 mos
Legg Mason Wood Walker, IncorporatedBroker
March 2003 - February 2006 · 2 yrs 11 mos
Ferris, Baker Watts Incorporated
November 2002 - March 2003 · 4 mos
Ferris, Baker Watts IncorporatedBroker
October 1996 - March 2003 · 6 yrs 5 mos
State Registrations9 states
DEFLMDNYOHORPATXWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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