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ChFC
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ChFC

Michael Martin

Rossby Financial, LLC
23 Years of Experience
Worthington, OH
Sells Insurance
View SEC Summary
View SEC Summary

Michael Martin is a ChFC-designated registered investment advisor at Rossby Financial, LLC, based in Worthington, OH, with 23 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 3,910 clients with $850M in assets under management.

Rossby Financial, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
31 advisors
Number of Clients
3,910 clients
Average Client Portfolio
$219K average
Assets Under Management
$854.8M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum management fee will not exceed 2.50% of assets under management. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7100 N. High Street, Suite 305, Worthington, OH, 43085

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Michael is an independent insurance agent for various companies, but dedicates no time to it currently. He is also involved in real estate, self-publishing, and managing a flooring company with his son, dedicating about 10-20% of his time to the flooring business.

Employment History
Current Registrations
Rossby Financial, LLC
July 2024 - Present · 2 yrs 3 mos
Previous Registrations
Cambridge Investment Research Advisors, INC.
June 2010 - July 2024 · 14 yrs 1 mo
Cambridge Investment Research, INC.Broker
June 2010 - July 2024 · 14 yrs 1 mo
Independent Advisers Group CORP
June 2005 - June 2010 · 5 yrs
Lincoln Financial Securities Corporation
June 2005 - June 2010 · 5 yrs
Lincoln Financial Securities CorporationBroker
January 2003 - June 2010 · 7 yrs 5 mos
State Registrations2 states
FLOH
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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