Brian Paluso
Brian Paluso is a CFP-designated registered investment advisor at LPL Financial LLC, based in Carnegie, PA, with 28 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
124 Bryna Ln, Carnegie, PA, 15106
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian has several business activities, including Seasons Financial Advisors LLC (for tax/investment purposes), HPK Provident Advisors (DBA for LPL business), and Nursing Your Nest Egg (DBA for LPL business). He also engages in non-variable insurance activities and dedicates about a quarter of his time to his securities trading.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Fsc Securities Corporation
Fsc Securities CorporationBroker
Chartwell Investment Partners, LLC
Chartwell Tsc Securities CORP.Broker
Invesco Advisers, INC.
Invesco Distributors, INC.Broker
Invesco Aim Private Asset Management, INC.
Federated Investment Counseling
Federated Securities CORP.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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