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Joseph Serrato is a registered investment advisor at Morgan Stanley, based in Destin, FL, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4458 Legendary Drive, Suite 300, Destin, FL, 32541
Get directionsHistory
Regulatory History (4)
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Customer Dispute
December 2016Settled
Customer Dispute
March 2015Settled
Judgment / Lien
June 2011Customer Dispute
June 2011Denied
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
May 2003 - June 2009 · 6 yrs 1 mo
Citigroup Global Markets INC.Broker
September 2002 - June 2009 · 6 yrs 9 mos
National Securities CorporationBroker
June 1996 - July 1998 · 2 yrs 1 mo
State Registrations18 states
AZCACODCFLGAIDILLAMSNCNVNYSCTNTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.