Paul Heyman
Paul Heyman is a registered investment advisor at Excel Wealth Management, LLC, based in Manchester, CT, with 25 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 326 clients with $310M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.70% |
| $250K - $500K | 0.55% |
| $500K - $1.0M | 0.45% |
| $1M+ | 0.30% |
Rates reflect the Betterment Institutional schedule disclosed in the brochure; general investment management fees generally do not exceed 1.75% annually.
Fee Estimator
Location
935 Main Street, Unit E, Manchester, CT, 06040
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Paul is involved with Barnum Benefits Advisors, focusing on non-variable insurance since 2010, and owns 2% of the company. He also provides investment advisory services through Excel Wealth Management, LLC, dedicating about a quarter of his time, and works as a registered representative with LPL Financial, spending about 10% of his time there.
Employment History
Current Registrations
Excel Wealth Management, LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
MML Investors Services, INC.Broker
Aetna Investment Services, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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