Stephen Leeb
Stephen Leeb is a registered investment advisor at Leeb Capital Management, INC., based in New York, NY, with 19 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 60 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Leeb Capital Management (LCM) charges annual fees based on the type of account and the amount invested.
- Retail Growth Accounts: 1.50% on the first $500,000, then 1.00% on amounts over $500,000.
- Income and Growth Accounts: 1.0% of the account value.
- Peak Resources and Energy Accounts: 2.0% of the account value.
- Institutional Growth Accounts: Fees range from 0.90% to negotiable rates for accounts over $50,000,000.
Fees are prepaid quarterly, based on the account's market value at the end of the preceding quarter. Fees are refundable if you terminate the advisory contract.
Location
40 West 37th Street, Room 1003, New York, NY, 10018
Get directionsHistory
Regulatory History (2)
Regulatory
July 1995Regulatory
May 1995Other Business Activities
Stephen works as a contractor for Capitol Information Group (CIG), publishing investment-related newsletters since May 2017. He writes about general stock investing topics and is the editor of The Complete Investor and Real World Investor, spending a few hours per week on this activity.
Employment History
Current Registrations
Leeb Capital Management, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.