MF
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Michael Fields

31 Years of Experience
Cartersville, GA
Broker

Michael Fields is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Cartersville, GA, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

100 W Cherokee Ave, Cartersville, GA, 30120

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael is a committee member for both the Cartersville Building Authority and the Cartersville Development Authority, dedicating minimal time to each. He also serves on the advisory board and heads the finance committee for Heritage Baptist Church, and is a minority owner in RTC Holdings, spending a few hours per week on each.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
February 2023 - Present · 3 yrs 5 mos
Raymond James Financial Services, INC.Broker
February 2023 - Present · 3 yrs 5 mos
Previous Registrations
Park Avenue Securities LLC
August 2016 - February 2023 · 6 yrs 6 mos
Park Avenue Securities LLCBroker
August 2016 - February 2023 · 6 yrs 6 mos
LPL Financial LLC
January 2014 - August 2016 · 2 yrs 7 mos
LPL Financial LLCBroker
January 2014 - August 2016 · 2 yrs 7 mos
Raymond James Financial Services Advisors, INC
January 2009 - January 2014 · 5 yrs
Raymond James Financial Services
January 2007 - January 2009 · 2 yrs
Raymond James Financial Services, INC.Broker
January 2007 - January 2014 · 7 yrs
Wachovia Securities, LLC
July 2002 - January 2007 · 4 yrs 6 mos
Wachovia Securities, LLCBroker
June 2002 - January 2007 · 4 yrs 7 mos
Morgan Stanley Dw INC.Broker
February 1998 - June 2002 · 4 yrs 4 mos
Interstate/johnson Lane CorporationBroker
March 1994 - February 1998 · 3 yrs 11 mos
State Registrations19 states
ALARAZCACOFLGAILKSKYLAMNMSNCNJOHSCTNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Fields - Financial Advisor | TrueAdvisor