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Carlos Sisniega

Global Assets Advisory, LLC
32 Years of Experience
El Paso, TX
1 DisclosureBrokerSells Insurance
View SEC Summary
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Carlos Sisniega is a registered investment advisor at Global Assets Advisory, LLC, based in El Paso, TX, with 32 years of industry experience. Carlos is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 3 more. Their firm serves 2,588 clients with $550M in assets under management.

Global Assets Advisory, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
30 advisors
Number of Clients
2,588 clients
Average Client Portfolio
$213K average
Assets Under Management
$551.7M

Fee Structure

Minimum Investment:$50K
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Fees are charged at an annual rate up to 3.00% depending on the size of the relationship, transaction fee arrangements, and service complexity. Fees are negotiated between the client and the advisor.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4855 North Mesa, #114, El Paso, TX, 79912

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
August 2001
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Carlos sells life, health, and disability insurance, dedicating about a quarter of his time to this activity. He is also a 50% owner of Integral Financial Services, Inc., dedicating nearly full-time hours to this business.

Employment History
Current Registrations
Global Assets Advisory, LLC
January 2023 - Present · 3 yrs 9 mos
International Assets Investment Management, LLC
January 2020 - Present · 6 yrs 9 mos
International Assets Advisory, LLCBroker
September 2018 - Present · 8 yrs 1 mo
Previous Registrations
Cetera Advisors LLCBroker
October 2016 - September 2018 · 1 yr 11 mos
Investors Capital CORP.Broker
April 2011 - October 2016 · 5 yrs 6 mos
Transamerica Financial Advisors, INCBroker
September 2009 - April 2011 · 1 yr 7 mos
Transamerica Financial Advisors, INC.Broker
June 2003 - September 2009 · 6 yrs 3 mos
Ims Securities, INC.Broker
October 2001 - May 2003 · 1 yr 7 mos
Nylife Securities INC.Broker
May 1994 - August 2001 · 7 yrs 3 mos
State Registrations3 states
CANMTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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