Carlos Sisniega
Carlos Sisniega is a registered investment advisor at Global Assets Advisory, LLC, based in El Paso, TX, with 31 years of industry experience. Carlos operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,376 clients with $340M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
GAA's investment advisory fees are based on a percentage of the value of your portfolio, up to 3.00% annually. The exact fee is negotiated between you and your advisor. The fee may be paid monthly or quarterly, in advance or after services are provided. In addition to GAA's fee, you may pay transaction fees and internal management fees on mutual funds and exchange-traded funds.
Location
4855 North Mesa, #114, El Paso, TX, 79912
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
August 2001Other Business ActivitiesSells Insurance
Carlos sells life, health, and disability insurance, dedicating about a quarter of his time to this activity. He is also a 50% owner of Integral Financial Services, Inc., dedicating nearly full-time hours to this business.
Employment History
Current Registrations
Global Assets Advisory, LLC
International Assets Investment Management, LLC
International Assets Advisory, LLCBroker
Previous Registrations
Cetera Advisors LLCBroker
Investors Capital CORP.Broker
Transamerica Financial Advisors, INCBroker
Transamerica Financial Advisors, INC.Broker
Ims Securities, INC.Broker
Nylife Securities INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.