Cynthia Harvard
Cynthia Harvard is a registered investment advisor at Truist Advisory Services, INC., based in Raleigh, NC, with 30 years of industry experience. Cynthia operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 124,359 clients with $68B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Truist Advisory Services (TAS) offers investment consulting services where fees are negotiable and can be a fixed dollar amount or a percentage of the client's assets. The fee is billed quarterly in arrears.
The AMC Advantage program charges an asset-based fee that includes client-related services, custodial, execution, and reporting services. This fee does not include portfolio management fees charged separately by the investment managers selected by the client. The Program Fees are negotiable and may differ from Client to Client. The Program Fee is billed quarterly in advance.
Location
3605 Glenwood Ave, Raleigh, NC, 27612
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Cynthia sells personal property online, such as clothing and shoes, dedicating a few hours per week. She is also a chapter board member for the American Red Cross, spending a few hours per week on activities such as blood drive campaigns and disaster preparedness.
Employment History
Current Registrations
Truist Advisory Services, INC.
Truist Investment Services, INC.Broker
Truist Investment Services, INC.
Previous Registrations
Suntrust Investment Services, INC.
Prudential Annuities Distributors, INCBroker
Capital Brokerage CorporationBroker
Capital Brokerage CorporationBroker
AXA Distributors, LLCBroker
Capital Brokerage CorporationBroker
Phoenix Equity Planning CorporationBroker
Planco Financial Services, INC.Broker
Hartford Equity Sales Company INC.Broker
Mutual of Omaha Investor Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.