Mario Paniscotti
Mario Paniscotti is a registered investment advisor at LPL Financial LLC, based in Sea Girt, NJ, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2150 Highway 35 Ste 250, Sea Girt, NJ, 08750
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2005Other Business Activities
Mario is associated with BKE Wealth Management, LLC as a business entity for tax/investment purposes only since 2011. This activity requires minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Cetera Advisors LLCBroker
Cetera Advisors LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Prudential Securities IncorporatedBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.