Mario Paniscotti
Mario Paniscotti is a registered investment advisor at LPL Financial LLC, based in Sea Girt, NJ, with 32 years of industry experience. Mario is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
2150 Highway 35 Ste 250, Sea Girt, NJ, 08750
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2005Other Business Activities
Mario is associated with BKE Wealth Management, LLC as a business entity for tax/investment purposes only since 2011. This activity requires minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Cetera Advisors LLCBroker
Cetera Advisors LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Prudential Securities IncorporatedBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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