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Donna Panton

LPL Financial LLC
32 Years of Experience
Greenville, SC
6 DisclosuresBroker
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Donna Panton is a registered investment advisor at LPL Financial LLC, based in Greenville, SC, with 32 years of industry experience. Donna is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6 State Park Road, Greenville, SC, 29609

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
November 2023
Customer Dispute
September 2019
Closed-No Action
Customer Dispute
July 2016
Settled
Customer Dispute
April 2009
Denied
Customer Dispute
June 2008
Settled
Customer Dispute
November 2006
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Donna owns DAP Properties, collecting rent on 36 properties, and DMP Trucking, allowing owner/operators to use her motor carrier authority. She also owns DAP Freight Brokers LLC, submitting bids and working with freight broker agents; these activities take minimal time, a few hours per week, and a few hours per week, respectively.

Employment History
Current Registrations
LPL Financial LLCBroker
May 2025 - Present · 1 yr 5 mos
LPL Financial LLC
May 2025 - Present · 1 yr 5 mos
Previous Registrations
Cuso Financial Services, L.P.Broker
March 2016 - May 2025 · 9 yrs 2 mos
Cuso Financial Services, L.P.
March 2016 - May 2025 · 9 yrs 2 mos
Key Investment Services LLC
August 2011 - January 2016 · 4 yrs 5 mos
Key Investment Services LLCBroker
August 2011 - January 2016 · 4 yrs 5 mos
AXA Advisors, LLC
September 2007 - August 2011 · 3 yrs 11 mos
AXA Advisors, LLCBroker
September 2007 - August 2011 · 3 yrs 11 mos
Fifth Third Securities, INC.
February 2005 - September 2007 · 2 yrs 7 mos
Fifth Third Securities, INC.Broker
March 1999 - September 2007 · 8 yrs 6 mos
Fifth Third Securities, INC.Broker
January 1996 - March 1999 · 3 yrs 2 mos
Fn Investment CenterBroker
July 1995 - January 1996 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1994 - June 1995 · 1 yr 1 mo
State Registrations8 states
AZCAFLGANCOHSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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