David Cohen
David Cohen is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Morristown, NJ, with 31 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
65 Madison Ave., Suite 333, Morristown, NJ, 07960
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is the owner and president of Sterling Financial Management Inc., dedicating a few hours per week to insurance implementation and about a quarter of his time to overall RIA duties. He is also a director of Sterling REM LLC, a real estate rental company, but this activity is currently dormant.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Sterling Financial Management, INC.
Previous Registrations
Sagepoint Financial, INC.Broker
Sunamerica Securities, INC.Broker
Fsc Securities CorporationBroker
State Registrations10 states
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